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Enforcement
Sanctions against administrative violations in the field of securities and securities market for Mr. Hoang Cong Thanh
5/4/21

On April 7, 2021, the Inspector of the State Securities Commission (SSC) issued Decision No. 54/QD-XPVPHC on administrative sanction againts violations of Mr. Hoang Cong Thanh (Address: No. 64 Phan Street) Canh Quang, Vinh city, Nghe An province), as follows:

  A fine of VND 25,000,000 (Twenty five million VND) as prescribed in Point b Clause 1 Article 3, Point a Clause 5 Article 27 of the Government's Decree No.108/2013/ND-CP dated September 23, 2013 on administrative sanction against violations in the field of securities and securities market (Decree No. 108/2013 / ND-CP) amended and supplemented under the provisions of Clauses 1 and 35, Article 1 of Decree No. 145 / 2016 / ND-CP dated November 1, 2016 of the Government amending and supplementing a number of articles of Decree No. 108/2013 / ND-CP

For administrative violations: Do not report on time when he is no longer a major shareholder (June 26, 2020, Mr. Hoang Cong Thanh - major shareholder of Oil Trading and Investment Joint Stock Company Nghe An gas (HNX: PXA) sold 32,000 PXA shares, resulting in the number of shares (percentage) owned decreased from 780,600 PXA shares (5.2%) to 748,600 PXA shares (4.99%) and is no longer a major shareholder of Nghe An Petroleum Trading and Investment Joint Stock Company, however, on July 28, 2020, the Hanoi Stock Exchange received the report no longer a major shareholder. by Mr. Hoang Cong Thanh).

The decision takes effect from the date of signing./.

SSC

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