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Enforcement
7/20/21
On June 17th, 2021, the Inspector of the State Securities Commission issued Decision No. 148/QD-XPVPHC on sanctioning administrative violations in the field of securities and securities market against Mr. Nguyen Quang Trung
7/8/21
On June 21st, 2021, the Inspector of the State Securities Commission issued Decision No. 152/QD-XPVPHC on sanctioning administrative violations in the field of securities and securities market against Mr. Xu Sheng (address: Shang Hai, China)
7/7/21
On June 24th, 2021, the Inspector of the State Securities Commission issued Decision No. 154/QD-XPVPHC on sanctioning administrative violations in the field of securities and securities market against Mr. Cao Ngoc Duc (address: B1,KP2, Long Binh Tan Ward, Bien Hoa City, Dong Nai Province)
7/7/21
On June 24th, 2021, the Inspector of the State Securities Commission issued Decision No. 153/QD-XPVPHC on sanctioning administrative violations in the field of securities and securities market against Ms. Nguyen Thi Hong (address: 22A Tran Van Du - My An Ward- Ngu Hanh Son District – Da Nang city)
7/7/21
On June 22nd, 2021, the Inspector of the State Securities Commission issued Decision No. 401/QD-XPVPHC on sanctioning administrative violations in the field of securities and securities market against Mr. Nguyen Vu Hieu (address: 13 Hung Son Town, Lam Thao District, Phu Tho Province)
7/1/21
On June 21st, 2021, the Inspector of the State Securities Commission issued Decision No. 151/QD-XPVPHC on sanctioning administrative violations in the field of securities and securities market against Ms. Nguyen Thi Tu Anh (address: Room 203-B8, Nam Thanh Cong Residence, Lang Ha Ward, Dong Da District, Hanoi)
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