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BUSINESS OPERATIONS
Adjusting Establishment and Operations License of SmartInvest Securities Joint Stock Company
2/28/17

On 27 February 2017, the SSC granted the Decision no. 07/GPDC-UBCK to adjust the Establishment and Operations License no. 38/UBCK-GPHDKD dated 26 December 2006 by the Chairman of the SSC for Gia Anh Securities Joint Stock Company (currently renamed to SmartInvest Securities Joint Stock Company) with the following content:

- Approved business operations including: Securities brokerage, Securities proprietary trading, Securities investment advisory and Underwriting.

- Location of Head Office: 3rd Floor, 2A Dai Co Viet, Le Dai Hanh Ward, Hai Ba Trung District, Ha Noi.

- Abbreviation: SMARTSC.

The amended license took effect as of its signing date.

SSC

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